PUBLIX SUPER MARKETS INC 4
4 · PUBLIX SUPER MARKETS INC · Filed Aug 19, 2015
Insider Transaction Report
Form 4
PHILLIPS DAVID P
Chief Financial Officer
Transactions
- Other
Common Stock
2015-04-20$39.05/sh−40,729$1,590,467→ 177,946 total(indirect: By GRAT) - Other
Common Stock
2015-04-20$39.05/sh+40,729$1,590,467→ 66,229 total - Other
Common Stock
2015-04-20$39.05/sh−49,257$1,923,486→ 128,689 total(indirect: By GRAT) - Other
Common Stock
2015-07-09$42.10/sh−39,858$1,678,022→ 88,831 total(indirect: By GRAT) - Other
Common Stock
2015-07-09$42.10/sh+39,858$1,678,022→ 106,087 total - Purchase
Common Stock
2015-08-18$42.00/sh+10,000$420,000→ 116,087 total - Other
Common Stock
2015-04-20$39.05/sh+49,257$1,923,486→ 49,257 total(indirect: By Trust) - Will/Inheritance
Common Stock
2015-04-20$39.05/sh+23,332$911,115→ 72,589 total(indirect: By Trust) - Other
Common Stock
2015-08-18$42.00/sh−7,000$294,000→ 7,000 total(indirect: By Children) - Other
Common Stock
2015-08-18$42.00/sh+7,000$294,000→ 7,000 total(indirect: By Children)
Holdings
- 17,025(indirect: By IRA)
Common Stock
- 1,830.455(indirect: By 401(k))
Common Stock
- 66,060.515(indirect: By ESOP)
Common Stock
- 7,427.673(indirect: By SERP)
SERP Stock
→ Common Stock (7,427.673 underlying)
Footnotes (4)
- [F1]Represents a transfer of shares to a child under the Uniform Transfers to Minors Act.
- [F2]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- [F3]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- [F4]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.