JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Oct 2, 2015
Insider Transaction Report
Form 4
CLARIOND EUGENIO
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2015-10-01$41.50/sh+722.892$30,000→ 69,155.333 total→ Common Stock (722.892 underlying)
Holdings
- 2,542.694
Phantom Stock Units/ Directors' Share Unit Plan
→ Common Stock (2,542.694 underlying)
Footnotes (5)
- [F1]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F2]The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 354.872 phantom stock units acquired via dividend reinvestment on July 2, 2015 at $49.44 per phantom stock unit.
- [F4]The phantom stock units accrue under the Johnson Controls Directors' Retirement Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 13.301 phantom stock units acquired via dividend reinvestment on July 2, 2015 at $49.44 per phantom stock unit.