4//SEC Filing
APPLIED MATERIALS INC /DE 4
Accession 0001127602-15-028483
$AMATCIK 0000006951operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:06 PM ET
Size
8.8 KB
Accession
0001127602-15-028483
Insider Transaction Report
Form 4
Thakur Randhir
EVP & General Manager
Transactions
- Sale
Common Stock
2015-09-30$14.72/sh−60,000$883,200→ 563,807 total - Sale
Common Stock
2015-10-02$14.78/sh−28,435$420,269→ 535,372 total
Holdings
- 4,568.042(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $14.74, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- [F2]Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 465,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 105,000 shares are scheduled to vest in July 2016, (ii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iii) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date).
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 3 to this Form 4.
- [F4]Increased number of shares reflects dividend reinvestment under 401(k) Plan that is exempt under Rule 16b-3.
Documents
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeoperating
IncorporatedDC
Related Parties
1- filerCIK 0000006951
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 7:06 PM ET
- Size
- 8.8 KB