4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001127602-15-028866
CIK 0000053669operating
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 4:13 PM ET
Size
21.3 KB
Accession
0001127602-15-028866
Insider Transaction Report
Form 4
Bolzenius Beda
Vice President
Transactions
- Award
Common Stock
2015-10-07+51,573→ 219,263.37 total - Award
Employee Stock Option (Right to Buy)
2015-10-07+57,338→ 57,338 totalExercise: $43.86From: 2017-10-07Exp: 2025-10-07→ Common Stock (57,338 underlying) - Disposition to Issuer
Common Stock
2015-10-07$43.86/sh−12,259.546$537,704→ 150,499.37 total - Exercise/Conversion
Phantom Stock Units - Restricted Stock Plan
2015-10-07−12,259.546→ 13,298.138 total→ Common Stock (12,259.546 underlying) - Award
Common Stock
2015-10-07+17,191→ 167,690.37 total - Exercise/Conversion
Common Stock
2015-10-07$43.86/sh+12,259.546$537,704→ 162,758.916 total
Holdings
- 47,554
Employee Stock Option (Right to Buy)
Exercise: $50.23From: 2016-11-18Exp: 2024-11-18→ Common Stock (47,554 underlying) - 170,000
Employee Stock Option (Right to Buy)
Exercise: $24.87From: 2011-10-01Exp: 2019-10-01→ Common Stock (170,000 underlying) - 150,000
Employee Stock Option (Right to Buy)
Exercise: $30.54From: 2012-10-01Exp: 2020-10-01→ Common Stock (150,000 underlying) - 140,000
Employee Stock Option (Right to Buy)
Exercise: $28.54From: 2013-10-07Exp: 2021-10-07→ Common Stock (140,000 underlying) - 74,800
Employee Stock Option (Right to Buy)
Exercise: $27.85From: 2014-10-05Exp: 2022-10-05→ Common Stock (74,800 underlying) - 48,843
Employee Stock Option (Right to Buy)
Exercise: $48.37From: 2015-11-19Exp: 2023-11-19→ Common Stock (48,843 underlying)
Footnotes (4)
- [F1]The balance includes 181.526 shares acquired via dividend reinvestment on July 2, 2015 at $49.44 per unit.
- [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units are being accrued under the Johnson Controls Restricted Stock Plan and settle 100% in cash, subject to the vesting of the underlying restricted stock award, upon the reporting person's retirement or termination.
- [F3]The balance includes 551.243 phantom stock units acquired via dividend reinvestment on January 5, April 2, and July 2, 2015 at prices ranging from $46.31 to $50.16 per unit.
- [F4]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Oct 7, 8:00 PM ET
- Accepted
- Oct 8, 4:13 PM ET
- Size
- 21.3 KB