WAL MART STORES INC 4
4 · WAL MART STORES INC · Filed Nov 25, 2015
Insider Transaction Report
Form 4
DUKE MICHAEL T
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Stock Option
2015-11-24−118,188→ 0 totalExercise: $45.69Exp: 2016-01-04→ Common Stock (118,188 underlying) - Disposition to Issuer
Common Stock
2015-11-24$60.09/sh−101,802$6,117,089→ 473,227.465 total - Exercise/Conversion
Common Stock
2015-11-24$60.09/sh+118,188$7,101,692→ 575,029.465 total
Holdings
- 50,400(indirect: By Trust)
Common Stock
- 27,300(indirect: By Trust)
Common Stock
- 400,000(indirect: By LLC)
Common Stock
- 2,600(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
- [F2]These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
- [F3]Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement.
- [F4]These options became exercisable in five equal annual installments beginning on January 5, 2007.