4//SEC Filing
ENTERPRISE FINANCIAL SERVICES CORP 4
Accession 0001127602-15-033931
$EFSCCIK 0001025835operating
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 10:19 AM ET
Size
12.0 KB
Accession
0001127602-15-033931
Insider Transaction Report
Form 4
SANFILIPPO FRANK H
EVP & CFO
Transactions
- Gift
Common Stock
2015-12-11$27.76/sh−219$6,079→ 23,303 total(indirect: By Trust)
Holdings
- 5,809
Common Stock
- 7,564
Restricted Share Units
→ Common Stock (7,564 underlying) - 8,843
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (8,843 underlying) - 5,000
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (5,000 underlying) - 36,000
Stock Settled Stock Appreciation Rights
Exercise: $21.49From: 2009-09-24Exp: 2018-09-24→ Common Stock (36,000 underlying)
Footnotes (5)
- [F1]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F2]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F3]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
- [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
- [F5]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on September 24 of each year, commencing September 24, 2009.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001025835
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 10:19 AM ET
- Size
- 12.0 KB