4//SEC Filing
FERRO CORP 4
Accession 0001127602-15-034611
CIK 0000035214operating
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:16 PM ET
Size
25.9 KB
Accession
0001127602-15-034611
Insider Transaction Report
Form 4
FERRO CORPFOE
Killian Ann
Vice President, Human Resource
Transactions
- Sale
Common Stock
2015-12-17$10.99/sh−30,000$329,592→ 38,547 total
Holdings
- 17,000
Stock Options (Right to Buy)
Exercise: $17.26From: 2009-02-28Exp: 2018-02-28→ Common Stock (17,000 underlying) - 26,600
Stock Options (Right to Buy)
Exercise: $15.16From: 2012-02-24Exp: 2021-02-24→ Common Stock (26,600 underlying) - 15,700
Stock Options (Right to Buy)
Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (15,700 underlying) - 6,700
Restricted Share Unit
Exercise: $0.00From: 2017-02-20Exp: 2017-02-20→ Common Stock (6,700 underlying) - 7,300
Restricted Share Unit
Exercise: $0.00From: 2018-02-18Exp: 2018-02-18→ Common Stock (7,300 underlying) - 18,200
Performance Share Unit
Exercise: $0.00Exp: 2017-12-31→ Common Stock (18,200 underlying) - 16,900
Performance Share Unit
Exercise: $0.00Exp: 2016-12-31→ Common Stock (16,900 underlying) - 35,000
Stock Options (Right to Buy)
Exercise: $8.25From: 2011-02-25Exp: 2020-02-25→ Common Stock (35,000 underlying) - 31,500
Stock Options (Right to Buy)
Exercise: $6.84From: 2013-02-23Exp: 2022-02-23→ Common Stock (31,500 underlying) - 21,400
Restricted Share Unit
Exercise: $0.00From: 2016-02-23Exp: 2016-02-23→ Common Stock (21,400 underlying) - 14,700
Restricted Share Unit
Exercise: $0.00From: 2015-02-23Exp: 2015-02-23→ Common Stock (14,700 underlying) - 15,500
Stock Options (Right to Buy)
Exercise: $20.69From: 2007-02-16Exp: 2016-02-16→ Common Stock (15,500 underlying) - 14,000
Stock Options (Right to Buy)
Exercise: $13.09From: 2015-02-20Exp: 2024-02-20→ Common Stock (14,000 underlying) - 23,773.516
Phantom Shares
→ Common Stock (23,773.516 underlying) - 53,500
Performance Share Unit
Exercise: $0.00Exp: 2015-12-31→ Common Stock (53,500 underlying) - 18,000
Stock Options (Right to Buy)
Exercise: $21.99From: 2008-02-06Exp: 2017-02-06→ Common Stock (18,000 underlying) - 44,900
Stock Options (Right to Buy)
Exercise: $5.29From: 2014-02-21Exp: 2023-02-21→ Common Stock (44,900 underlying)
Footnotes (3)
- [F1]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $10.96-$11.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F2]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- [F3]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
Documents
Issuer
FERRO CORP
CIK 0000035214
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000035214
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:16 PM ET
- Size
- 25.9 KB