JANUS CAPITAL GROUP INC 4/A

Accession 0001127602-16-036562

CIK 0001065865operating

View on SEC.gov Company Profile

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 5:52 PM ET

Size

25.0 KB

Accession

0001127602-16-036562

Insider Transaction Report

Form 4/AAmended

Period: 2015-12-30

JANUS CAPITAL GROUP INCJNS

WEIL RICHARD M

DirectorChief Executive Officer

Transactions

Exercise/Conversion
Common Stock
2015-12-30$14.27/sh+29,400$419,538→ 1,853,408 total
Exercise/Conversion
Common Stock
2015-12-30$14.27/sh+32,875$469,126→ 1,886,283 total
Tax Payment
Common Stock
2015-12-30$14.27/sh−44,398$633,559→ 1,841,885 total
Tax Payment
Common Stock
2015-12-30$14.27/sh−13,695$195,428→ 1,828,190 total
Tax Payment
Common Stock
2015-12-30$14.27/sh−15,314$218,531→ 1,812,876 total
Tax Payment
Common Stock
2015-12-31$14.14/sh−11,383$160,956→ 1,801,493 total
Tax Payment
Common Stock
2015-12-31$14.14/sh−39,370$556,692→ 1,762,123 total
Tax Payment
Common Stock
2015-12-31$14.14/sh−15,975$225,887→ 1,746,148 total
Exercise/Conversion
Performance Shares
2015-12-30−29,400→ 0 total
Exercise: $0.00Exp: 2015-12-31→ Common Stock (29,400 underlying)
Exercise/Conversion
Performance Shares
2015-12-30−32,875→ 0 total
Exercise: $0.00Exp: 2015-12-31→ Common Stock (32,875 underlying)

Holdings

Common Stock
(indirect: Held By ESOP)
752.346
Performance Shares
→ Common Stock (137,178 underlying)
137,178
Stock Options (Right to Buy)
Exercise: $11.78Exp: 2017-02-05→ Common Stock (468,750 underlying)
468,750
Performance Shares
→ Common Stock (97,747 underlying)
97,747

Footnotes (6)

[F1]Includes 29,400 shares of common stock which were previously reported as performance shares.
[F2]Includes 32,875 shares of common stock which were previously reported as performance shares.
[F3]Each performance share represents a contingent right to receive one share of issuer's common stock. The vesting of the performance award is subject to the achievement of both of the following criteria: 1) the issuer's stock price closing above $8 per share over 20 consecutive trading days at any point during the 4-year award term; and 2) a 4-year ratable vesting schedule commencing December 30, 2012.
[F4]Each performance share represents a contingent right to receive one share of issuer's common stock. The vesting of the performance award is subject to the achievement of both of the following criteria: 1) the issuer's stock price closing above $10 per share over 20 consecutive trading days at any point during the 4-year award term; and 2) a 4-year ratable vesting schedule commencing December 30, 2012.
[F5]Each performance share represents a contingent right to receive shares of issuer's common stock. The performance rights vest 3 years from the date of grant upon Janus' achievement of performance goals, which are based upon Janus' 3-year operating income margin. These achievements may result in a payout range between 0% and 200% of the target. The number of performance rights shown in columns 7 and 9 is equal to the target number of performance rights that may be earned. There is no expiration date for performance rights.
[F6]The option award vests annually in four equal installments (within one share) beginning on February 1, 2011.

Documents

1 file

4
form4a.xml
PRIMARY DOCUMENT

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001065865

Filing Metadata

Form type: 4/A
Filed: Jan 6, 7:00 PM ET
Accepted: Jan 7, 5:52 PM ET
Size: 25.0 KB

View on SEC.gov