JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Jan 29, 2016
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2016-01-27$35.13/sh+4,127$144,982→ 60,984.839 total→ Common Stock (4,127 underlying)
Holdings
- 23,454.743
Phantom Stock Units/ Directors' Share Unit Plan
→ Common Stock (23,454.743 underlying)
Footnotes (4)
- [F1]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F2]The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]The balance includes 1,349.859 phantom stock units acquired via dividend reinvestment on April 2, July 2 and October 2, 2015 and January 5, 2016, at prices ranging from $38.58 to $50.16 per unit.
- [F4]The balance includes 556.838 phantom stock units acquired via dividend reinvestment on April 2, July 2 and October 2, 2015 and January 5, 2016, at prices ranging from $38.58 to $50.16 per unit.