4//SEC Filing
AMERICAN EXPRESS CO 4
Accession 0001127602-16-039026
$AXPCIK 0000004962operating
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 3:46 PM ET
Size
9.8 KB
Accession
0001127602-16-039026
Insider Transaction Report
Form 4
HAYES JOHN D
EVP, Advertising
Transactions
- Tax Payment
Common Stock
2016-01-29$53.50/sh−4,900$262,150→ 65,279.756 total - Award
Employee Stock Option (Right to Buy)
2016-01-29+12,580→ 12,580 totalExercise: $59.45From: 2016-01-29Exp: 2023-01-29→ Common Stock (12,580 underlying) - Award
Common Stock
2016-01-29$53.50/sh+12,995$695,233→ 70,179.756 total
Holdings
- 3,980.19(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.
- [F2]The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- [F3]Includes shares acquired pursuant to dividend reinvestment.
- [F4]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- [F5]The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000004962
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 3:46 PM ET
- Size
- 9.8 KB