4//SEC Filing
AES CORP 4
Accession 0001127602-16-043081
$AESCIK 0000874761operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 9:09 PM ET
Size
14.8 KB
Accession
0001127602-16-043081
Insider Transaction Report
Form 4
AES CORPAES
miller brian a
EVP, General Counsel and Secy
Transactions
- Award
Units
2016-02-19$9.41/sh+4,176$39,296→ 48,427 total→ Common Stock (4,176 underlying) - Award
Common Stock
2016-02-19+27,976→ 193,737 total - Award
Common Stock
2016-02-19+22,363→ 177,148 total - Tax Payment
Common Stock
2016-02-19$9.41/sh−7,403$69,662→ 169,745 total - Tax Payment
Common Stock
2016-02-19$9.41/sh−1,769$16,646→ 167,976 total - Tax Payment
Common Stock
2016-02-19$9.41/sh−2,215$20,843→ 165,761 total
Holdings
- 38,810(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]This Performance Stock Unit ("PSU") was granted on February 15, 2013 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.
- [F2]Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2013.
- [F3]Reflects tax withholding in connection with the vesting and settlement of one third of the Restricted Stock Units ("RSUs") granted in February 2014.
- [F4]Reflects tax withholding in connection with the vesting and settlement of one third of RSUs granted in February 2015.
- [F5]This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 19, 2017, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
- [F6]Since the last Form 4 filing on February 17, 2016, the reporting person acquired 446 shares of AES Common Stock under The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 19, 2016.
- [F7]These units were awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under the Restoration Plan are paid out in cash following termination of employment or later per the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the Restoration Plan are 100% vested upon award.
Documents
Issuer
AES CORP
CIK 0000874761
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000874761
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 9:09 PM ET
- Size
- 14.8 KB