FERRO CORP 4
4 · FERRO CORP · Filed Feb 24, 2016
Insider Transaction Report
Form 4
FERRO CORPFOE
Killian Ann
Vice President, Human Resource
Transactions
- Exercise/Conversion
Common Stock
2016-02-22+42,987→ 81,534 total - Exercise/Conversion
Performance Share Unit
2016-02-22−42,987→ 0 totalExercise: $0.00Exp: 2015-12-31→ Common Stock (42,987 underlying)
Holdings
- 18,200
Performance Share Unit
Exercise: $0.00Exp: 2017-12-31→ Common Stock (18,200 underlying) - 28,144.65
Phantom Shares
→ Common Stock (28,144.65 underlying) - 6,700
Restricted Share Unit
Exercise: $0.00From: 2017-02-20Exp: 2017-02-20→ Common Stock (6,700 underlying) - 7,300
Restricted Share Unit
Exercise: $0.00From: 2018-02-18Exp: 2018-02-18→ Common Stock (7,300 underlying) - 18,000
Stock Options (Right to Buy)
Exercise: $21.99From: 2008-02-06Exp: 2017-02-06→ Common Stock (18,000 underlying) - 44,900
Stock Options (Right to Buy)
Exercise: $5.29From: 2014-02-21Exp: 2023-02-21→ Common Stock (44,900 underlying) - 21,400
Restricted Share Unit
Exercise: $0.00From: 2016-02-23Exp: 2016-02-23→ Common Stock (21,400 underlying) - 31,500
Stock Options (Right to Buy)
Exercise: $6.84From: 2013-02-23Exp: 2022-02-23→ Common Stock (31,500 underlying) - 14,000
Stock Options (Right to Buy)
Exercise: $13.09From: 2015-02-20Exp: 2024-02-20→ Common Stock (14,000 underlying) - 14,700
Restricted Share Unit
Exercise: $0.00From: 2015-02-23Exp: 2015-02-23→ Common Stock (14,700 underlying) - 16,900
Performance Share Unit
Exercise: $0.00Exp: 2016-12-31→ Common Stock (16,900 underlying) - 17,000
Stock Options (Right to Buy)
Exercise: $17.26From: 2009-02-28Exp: 2018-02-28→ Common Stock (17,000 underlying) - 35,000
Stock Options (Right to Buy)
Exercise: $8.25From: 2011-02-25Exp: 2020-02-25→ Common Stock (35,000 underlying) - 26,600
Stock Options (Right to Buy)
Exercise: $15.16From: 2012-02-24Exp: 2021-02-24→ Common Stock (26,600 underlying) - 15,700
Stock Options (Right to Buy)
Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (15,700 underlying)
Footnotes (4)
- [F1]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- [F2]The remaining 10,513 Performance Share Units of the original grant were forfeited.
- [F3]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
- [F4]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.