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4//SEC Filing

FERRO CORP 4

Accession 0001127602-16-043212

CIK 0000035214operating
View on SEC.govCompany Profile

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 5:37 PM ET

Size

25.6 KB

Accession

0001127602-16-043212

Insider Transaction Report

Form 4
Period: 2016-02-22
FERRO CORPFOE
Killian Ann
Vice President, Human Resource
Transactions
  • Exercise/Conversion

    Common Stock

    2016-02-22+42,987→ 81,534 total
  • Exercise/Conversion

    Performance Share Unit

    2016-02-22−42,987→ 0 total
    Exercise: $0.00Exp: 2015-12-31→ Common Stock (42,987 underlying)
Holdings

  • Performance Share Unit

    Exercise: $0.00Exp: 2017-12-31→ Common Stock (18,200 underlying)
    18,200

  • Phantom Shares

    → Common Stock (28,144.65 underlying)
    28,144.65

  • Restricted Share Unit

    Exercise: $0.00From: 2017-02-20Exp: 2017-02-20→ Common Stock (6,700 underlying)
    6,700

  • Restricted Share Unit

    Exercise: $0.00From: 2018-02-18Exp: 2018-02-18→ Common Stock (7,300 underlying)
    7,300

  • Stock Options (Right to Buy)

    Exercise: $21.99From: 2008-02-06Exp: 2017-02-06→ Common Stock (18,000 underlying)
    18,000

  • Stock Options (Right to Buy)

    Exercise: $5.29From: 2014-02-21Exp: 2023-02-21→ Common Stock (44,900 underlying)
    44,900

  • Restricted Share Unit

    Exercise: $0.00From: 2016-02-23Exp: 2016-02-23→ Common Stock (21,400 underlying)
    21,400

  • Stock Options (Right to Buy)

    Exercise: $6.84From: 2013-02-23Exp: 2022-02-23→ Common Stock (31,500 underlying)
    31,500

  • Stock Options (Right to Buy)

    Exercise: $13.09From: 2015-02-20Exp: 2024-02-20→ Common Stock (14,000 underlying)
    14,000

  • Restricted Share Unit

    Exercise: $0.00From: 2015-02-23Exp: 2015-02-23→ Common Stock (14,700 underlying)
    14,700

  • Performance Share Unit

    Exercise: $0.00Exp: 2016-12-31→ Common Stock (16,900 underlying)
    16,900

  • Stock Options (Right to Buy)

    Exercise: $17.26From: 2009-02-28Exp: 2018-02-28→ Common Stock (17,000 underlying)
    17,000

  • Stock Options (Right to Buy)

    Exercise: $8.25From: 2011-02-25Exp: 2020-02-25→ Common Stock (35,000 underlying)
    35,000

  • Stock Options (Right to Buy)

    Exercise: $15.16From: 2012-02-24Exp: 2021-02-24→ Common Stock (26,600 underlying)
    26,600

  • Stock Options (Right to Buy)

    Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (15,700 underlying)
    15,700
Footnotes (4)
  • [F1]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  • [F2]The remaining 10,513 Performance Share Units of the original grant were forfeited.
  • [F3]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
  • [F4]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.

Documents

1 file

Issuer

FERRO CORP

CIK 0000035214

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000035214

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:37 PM ET
Size
25.6 KB
View on SEC.gov