4//SEC Filing
FERRO CORP 4
Accession 0001127602-16-043215
CIK 0000035214operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:39 PM ET
Size
31.1 KB
Accession
0001127602-16-043215
Insider Transaction Report
Form 4
FERRO CORPFOE
Bingle John
Treasurer
Transactions
- Exercise/Conversion
Common Stock
2016-02-22+4,982→ 17,682 total - Exercise/Conversion
Performance Share Unit
2016-02-22−4,982→ 0 totalExercise: $0.00Exp: 2015-12-31→ Common Stock (4,982 underlying)
Holdings
- 4,800
Stock Options (Right to Buy)
Exercise: $6.84From: 2013-02-23Exp: 2022-02-23→ Common Stock (4,800 underlying) - 2,100
Stock Options (Right to Buy)
Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (2,100 underlying) - 2,500
Performance Share Unit
Exercise: $0.00Exp: 2017-12-31→ Common Stock (2,500 underlying) - 2,152.426
Phantom Shares
→ Common Stock (2,152.426 underlying) - 900
Restricted Share Unit
Exercise: $0.00From: 2017-02-20Exp: 2017-02-20→ Common Stock (900 underlying) - 1,000
Restricted Share Unit
Exercise: $0.00From: 2018-02-18Exp: 2018-02-18→ Common Stock (1,000 underlying) - 1,751
Stock Options (Right to Buy)
Exercise: $1.37From: 2010-02-25Exp: 2019-02-25→ Common Stock (1,751 underlying) - 5,300
Stock Options (Right to Buy)
Exercise: $5.29From: 2014-02-21Exp: 2023-02-21→ Common Stock (5,300 underlying) - 3,700
Stock Options (Right to Buy)
Exercise: $9.60From: 2017-02-17Exp: 2026-02-17→ Common Stock (3,700 underlying) - 10.839(indirect: Investment Savings Plan)
Common Stock
- 2,300
Performance Share Unit
Exercise: $0.00Exp: 2016-12-31→ Common Stock (2,300 underlying) - 3,200
Performance Share Unit
Exercise: $0.00Exp: 2018-12-31→ Common Stock (3,200 underlying) - 2,300
Restricted Share Unit
Exercise: $0.00From: 2015-02-23Exp: 2015-02-23→ Common Stock (2,300 underlying) - 2,500
Restricted Share Unit
Exercise: $0.00From: 2016-02-23Exp: 2016-02-23→ Common Stock (2,500 underlying) - 1,300
Restricted Share Unit
Exercise: $0.00From: 2019-02-17Exp: 2026-02-17→ Common Stock (1,300 underlying) - 2,000
Stock Options (Right to Buy)
Exercise: $21.99From: 2008-02-06Exp: 2017-02-06→ Common Stock (2,000 underlying) - 3,500
Stock Options (Right to Buy)
Exercise: $17.26From: 2009-02-28Exp: 2018-02-28→ Common Stock (3,500 underlying) - 2,625
Stock Options (Right to Buy)
Exercise: $8.25From: 2011-02-25Exp: 2020-02-25→ Common Stock (2,625 underlying) - 6,500
Stock Options (Right to Buy)
Exercise: $15.16From: 2012-02-24Exp: 2021-02-24→ Common Stock (6,500 underlying) - 1,900
Stock Options (Right to Buy)
Exercise: $13.09From: 2015-02-20Exp: 2024-02-20→ Common Stock (1,900 underlying)
Footnotes (4)
- [F1]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- [F2]The remaining 1,218 Performance Share Units of the original grant were forfeited.
- [F3]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
- [F4]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
Documents
Issuer
FERRO CORP
CIK 0000035214
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000035214
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 5:39 PM ET
- Size
- 31.1 KB