Home/Filings/4/0001127602-16-043777
4//SEC Filing

ENTERPRISE FINANCIAL SERVICES CORP 4

Accession 0001127602-16-043777

$EFSCCIK 0001025835operating

Filed

Feb 28, 7:00 PM ET

Accepted

Feb 29, 12:03 PM ET

Size

8.7 KB

Accession

0001127602-16-043777

Insider Transaction Report

Form 4
Period: 2016-02-25
Transactions
  • Tax Payment

    Common Stock

    2016-02-25$27.74/sh863$23,9406,797 total
Holdings
  • Common Stock

    (indirect: By Trust)
    118,547
  • Restricted Share Units

    Common Stock (1,523 underlying)
    1,523
  • Stock Settled Stock Appreciation Rights

    Exercise: $15.95From: 2009-07-07Exp: 2018-07-07Common Stock (36,000 underlying)
    36,000
Footnotes (4)
  • [F1]Withholding of stock to satisfy tax withholding obligation on issuance of restricted stock.
  • [F2]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F3]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
  • [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009.

Issuer

ENTERPRISE FINANCIAL SERVICES CORP

CIK 0001025835

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001025835

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Feb 29, 12:03 PM ET
Size
8.7 KB