ENTERPRISE FINANCIAL SERVICES CORP 4
4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed Feb 29, 2016
Insider Transaction Report
Form 4
MARSH STEPHEN P
President
Transactions
- Tax Payment
Common Stock
2016-02-25$27.74/sh−863$23,940→ 6,797 total
Holdings
- 118,547(indirect: By Trust)
Common Stock
- 1,523
Restricted Share Units
→ Common Stock (1,523 underlying) - 36,000
Stock Settled Stock Appreciation Rights
Exercise: $15.95From: 2009-07-07Exp: 2018-07-07→ Common Stock (36,000 underlying)
Footnotes (4)
- [F1]Withholding of stock to satisfy tax withholding obligation on issuance of restricted stock.
- [F2]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F3]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009.