Home/Filings/4/0001127602-16-044043
4//SEC Filing

NEWBRIDGE BANCORP 4

Accession 0001127602-16-044043

CIK 0000714530operating

Filed

Feb 29, 7:00 PM ET

Accepted

Mar 1, 12:00 PM ET

Size

14.0 KB

Accession

0001127602-16-044043

Insider Transaction Report

Form 4
Period: 2016-03-01
Budd William Wesley JR
EVP and Chief Credit Officer
Transactions
  • Disposition to Issuer

    Incentive Stock Option (Right to Buy)

    2016-03-015,3500 total
    Exercise: $13.64Exp: 2017-01-25Class A Common Stock (5,350 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-03-017,0930 total
    Class A Common Stock (7,093 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2016-03-011,6540 total(indirect: By Trust)
  • Disposition to Issuer

    Restricted Stock Units

    2016-03-0110,0000 total
    Class A Common Stock (10,000 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2016-03-0129,2940 total
Footnotes (6)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger between Yadkin Financial Corporation ("Yadkin") and issuer, dated October 12, 2015 (the "Merger Agreement"), pursuant to which issuer was merged with and into Yadkin, effective March 1, 2016 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of issuer common stock was exchanged for 0.50 shares of Yadkin common stock. As a result of the Merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.
  • [F2]Pursuant to the Merger Agreement, each option to purchase shares of issuer's common stock (whether vested or unvested), which was outstanding and unexercised immediately prior to the effective time of the Merger, automatically became fully vested and was assumed by Yadkin and converted into a stock option to purchase shares of Yadkin common stock, with the number of underlying shares and the exercise price determined under the Merger Agreement.
  • [F3]This option was replaced with an option to purchase 2,675 shares of Yadkin common stock for $27.2898 per share.
  • [F4]Each restricted stock unit represents the contingent right to receive one share of issuer common stock upon vesting of the unit.
  • [F5]These restricted stock units became fully vested at the effective time of the Merger and were converted into 5,000 restricted stock units of Yadkin common stock.
  • [F6]These restricted stock units remained unvested at the effective time of the Merger and were converted into 3,546 restricted stock units of Yadkin common stock.

Issuer

NEWBRIDGE BANCORP

CIK 0000714530

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000714530

Filing Metadata

Form type
4
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 12:00 PM ET
Size
14.0 KB