4//SEC Filing
CARNIVAL PLC 4
Accession 0001127602-16-049305
$CUKCIK 0001125259operating
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 3:17 PM ET
Size
7.8 KB
Accession
0001127602-16-049305
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
PARKER SIR JOHN
Director
Transactions
- Award
Trust Shares (beneficial Interest In Special Voting Share)
2016-04-14+3,102→ 39,753.866 total
Holdings
- 3,004
Ordinary Shares
- 7,000(indirect: By Trust)
Ordinary Shares
Footnotes (6)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
- [F3]The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 14, 2016 and dividing it into $160,000, then rounding down to the nearest whole share.
- [F4]Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
- [F5]Shares held by Whitefoord Limited on behalf of GHM Trustees Limited, the trustee for the reporting person's Fixed Unapproved Restricted Retirement Scheme.
- [F6]Shares held by Roy Nominees Limited on behalf of GHM Trustees Limited, the trustee for the reporting person's Fixed Unapproved Restricted Retirement Scheme.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeoperating
Related Parties
1- filerCIK 0001125259
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 3:17 PM ET
- Size
- 7.8 KB