ENTERPRISE FINANCIAL SERVICES CORP 4
4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed May 3, 2016
Insider Transaction Report
Form 4
MARSH STEPHEN P
President
Transactions
- Other
Common Stock
2016-04-29−5,062→ 0 total - Exercise/Conversion
Common Stock
2016-04-29+1,523→ 1,523 total - Award
Restricted Share Units
2016-05-02+1,858→ 1,858 total→ Common Stock (1,858 underlying) - Exercise/Conversion
Restricted Share Units
2016-04-29−1,523→ 0 total→ Common Stock (1,523 underlying) - Tax Payment
Common Stock
2016-04-29$27.37/sh−509$13,931→ 1,014 total
Holdings
- 85,651(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents shares of restricted stock that were forfeited in connection with the reporting person's retirement.
- [F2]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F3]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F4]Represents the vesting of RSUs that were accelerated in connection with the reporting person's retirement.
- [F5]The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F6]RSUs will vest 100% on April 30, 2017, provided that the RSUs shall be forfeited if the reporting person ceases to provide services pursuant to Retirement and Consulting Agreement between the Company and the reporting person prior to such date.