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4//SEC Filing

NICOLET BANKSHARES INC 4

Accession 0001127602-16-050898

$NICCIK 0001174850operating
View on SEC.govCompany Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 5:41 PM ET

Size

18.7 KB

Accession

0001127602-16-050898

Insider Transaction Report

Form 4
Period: 2016-04-29
NICOLET BANKSHARES INCNCBS
CERA ROBERT J
DirectorCo-Chairman, Co-CEO & Co-Pres.
Transactions
  • Award

    Common Stock

    2016-04-29+47,218→ 73,192 total
  • Award

    Stock Option (Right to Buy)

    2016-04-29+8,056→ 8,056 total
    Exercise: $9.19Exp: 2021-03-15→ Common Stock (8,056 underlying)
  • Award

    Stock Option (Right to Buy)

    2016-04-29+5,908→ 5,908 total
    Exercise: $21.04Exp: 2023-03-19→ Common Stock (5,908 underlying)
  • Award

    Common Stock

    2016-04-29+25,974→ 25,974 total
  • Award

    Common Stock

    2016-04-29+6,775→ 6,775 total(indirect: By 401(k))
  • Award

    Stock Option (Right to Buy)

    2016-04-29+10,070→ 10,070 total
    Exercise: $13.73Exp: 2022-04-01→ Common Stock (10,070 underlying)
  • Award

    Stock Option (Right to Buy)

    2016-04-29+7,065→ 7,065 total
    Exercise: $30.78Exp: 2024-03-18→ Common Stock (7,065 underlying)
  • Award

    Stock Option (Right to Buy)

    2016-04-29+6,522→ 6,522 total
    Exercise: $27.72Exp: 2025-03-17→ Common Stock (6,522 underlying)
Footnotes (7)
  • [F1]Restricted Stock Grant issued in connection with terms of employment agreement.
  • [F2]Acquired in connection with the Baylake Corp., and Nicolet Bankshares, Inc. merger, effective April 29, 2016.
  • [F3]The stock option is fully vested and is currently exercisable as to 8,056.
  • [F4]The stock option is currently exercisable as to 8,056 shares. The remaining 2,014 options vest on 4/1/2017.
  • [F5]The stock option is currently exercisable as to 3,545 shares. The remaining 2,363 options vest 1,182 on 3/19/2017, and 1,181 on 3/19/2018.
  • [F6]The stock option is currently exercisable as to 2,826 shares. The remaining 4,239 options vest 1,413 annually on 3/18/2017 through 3/18/2019, respectively.
  • [F7]The stock option is currently exercisable as to 1,304 shares. The remaining 5,218 options vest 1,305 on 3/17/2017, 1,304 on 3/17/2018, 1,305 on 3/17/2019, and 1,304 on 3/17/2020, respectively.

Documents

1 file

Issuer

NICOLET BANKSHARES INC

CIK 0001174850

→
Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001174850

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:41 PM ET
Size
18.7 KB
View on SEC.gov