NICOLET BANKSHARES INC 4

4 · NICOLET BANKSHARES INC · Filed May 3, 2016

Form 4

Period: 2016-04-29

DirectorCo-Chairman, Co-CEO & Co-Pres.

Transactions

Award
Common Stock
2016-04-29+47,218→ 73,192 total
Award
Stock Option (Right to Buy)
2016-04-29+8,056→ 8,056 total
Exercise: $9.19Exp: 2021-03-15→ Common Stock (8,056 underlying)
Award
Stock Option (Right to Buy)
2016-04-29+5,908→ 5,908 total
Exercise: $21.04Exp: 2023-03-19→ Common Stock (5,908 underlying)
Award
Common Stock
2016-04-29+25,974→ 25,974 total
Award
Common Stock
2016-04-29+6,775→ 6,775 total(indirect: By 401(k))
Award
Stock Option (Right to Buy)
2016-04-29+10,070→ 10,070 total
Exercise: $13.73Exp: 2022-04-01→ Common Stock (10,070 underlying)
Award
Stock Option (Right to Buy)
2016-04-29+7,065→ 7,065 total
Exercise: $30.78Exp: 2024-03-18→ Common Stock (7,065 underlying)
Award
Stock Option (Right to Buy)
2016-04-29+6,522→ 6,522 total
Exercise: $27.72Exp: 2025-03-17→ Common Stock (6,522 underlying)

Footnotes (7)

[F1]Restricted Stock Grant issued in connection with terms of employment agreement.
[F2]Acquired in connection with the Baylake Corp., and Nicolet Bankshares, Inc. merger, effective April 29, 2016.
[F3]The stock option is fully vested and is currently exercisable as to 8,056.
[F4]The stock option is currently exercisable as to 8,056 shares. The remaining 2,014 options vest on 4/1/2017.
[F5]The stock option is currently exercisable as to 3,545 shares. The remaining 2,363 options vest 1,182 on 3/19/2017, and 1,181 on 3/19/2018.
[F6]The stock option is currently exercisable as to 2,826 shares. The remaining 4,239 options vest 1,413 annually on 3/18/2017 through 3/18/2019, respectively.
[F7]The stock option is currently exercisable as to 1,304 shares. The remaining 5,218 options vest 1,305 on 3/17/2017, 1,304 on 3/17/2018, 1,305 on 3/17/2019, and 1,304 on 3/17/2020, respectively.

Documents

1 file