AMERICAN EXPRESS CO 4

4 · AMERICAN EXPRESS CO · Filed May 25, 2016

Form 4

Period: 2016-05-24

EVP, Corp Affairs & Comm

Transactions

Exercise/Conversion
Common Stock
2016-05-24$57.77/sh+16,600$958,982→ 46,928.57 total
Sale
Common Stock
2016-05-24$64.95/sh−51,690$3,357,266→ 32,738.57 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-05-24−37,500→ 0 total
Exercise: $49.13From: 2009-01-31Exp: 2018-01-31→ Common Stock (37,500 underlying)
Exercise/Conversion
Common Stock
2016-05-24$49.13/sh+37,500$1,842,375→ 84,428.57 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-05-24−16,600→ 0 total
Exercise: $57.77From: 2010-01-25Exp: 2017-01-25→ Common Stock (16,600 underlying)

Holdings

Footnotes (6)

[F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.84 to $65.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
[F3]Includes shares acquired pursuant to dividend reinvestment.
[F4]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
[F5]7,450 of these options became exercisable on January 25, 2010 and 9,150 of these options became exercisable on January 25, 2011.
[F6]These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Documents

1 file