WELLS FARGO & COMPANY/MN 4

Accession 0001127602-16-053675

$WFCCIK 0000072971operating

Filed

May 26, 8:00 PM ET

Accepted

May 27, 1:35 PM ET

Size

28.0 KB

Accession

0001127602-16-053675

Form 4

Period: 2016-05-25

DirectorPresident & CEO

Transactions

Exercise/Conversion
Employee Stock Purchase Option
2016-05-25−800,000→ 0 total
Exercise: $34.39Exp: 2017-02-27→ Common Stock, $1 2/3 Par Value (800,000 underlying)
Exercise/Conversion
Employee Stock Purchase Option
2016-05-25−490,994→ 1,509,006 total
Exercise: $31.40Exp: 2018-02-26→ Common Stock, $1 2/3 Par Value (490,994 underlying)
Gift
Common Stock, $1 2/3 Par Value
2016-04-01−278,661→ 100 total
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-05-25$34.39/sh+800,000$27,512,000→ 800,100 total
Tax Payment
Common Stock, $1 2/3 Par Value
2016-05-25$50.50/sh−677,959$34,236,930→ 122,141 total
Tax Payment
Common Stock, $1 2/3 Par Value
2016-05-25$50.50/sh−402,190$20,310,595→ 269,429 total
Exercise/Conversion
Employee Stock Purchase Option
2016-05-25−400,000→ 0 total
Exercise: $35.06Exp: 2017-06-26→ Common Stock, $1 2/3 Par Value (400,000 underlying)
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-05-25$35.06/sh+400,000$14,024,000→ 522,141 total
Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-05-25$31.40/sh+490,994$15,417,212→ 671,619 total
Gift
Common Stock, $1 2/3 Par Value
2016-04-01+278,661→ 1,127,685 total(indirect: By Trust)
Tax Payment
Common Stock, $1 2/3 Par Value
2016-05-25$50.50/sh−341,516$17,246,558→ 180,625 total

Holdings

Common Stock, $1 2/3 Par Value
(indirect: Through RS GRAT)
200,000
Common Stock, $1 2/3 Par Value
(indirect: By Trust)
150,000
Common Stock, $1 2/3 Par Value
(indirect: Through Self Employed Pension Plan)
4,863.447
Common Stock, $1 2/3 Par Value
(indirect: By 401(k))
89,813.592
Common Stock, $1 2/3 Par Value
(indirect: By Trust)
112,000
Common Stock, $1 2/3 Par Value
(indirect: By IRA)
7,736.164
Common Stock, $1 2/3 Par Value
(indirect: Through JS GRAT)
200,000
Common Stock, $1 2/3 Par Value
(indirect: By Spouse)
5,387.218

Footnotes (4)

[F1]Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of April 29, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
[F2]The employee stock options, representing a right to purchase a total of 800,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).
[F3]The employee stock options, representing a right to purchase a total of 400,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (6/26/2008).
[F4]The employee stock options, representing a right to purchase a total of 2,000,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).

Documents

1 file

WELLS FARGO & COMPANY/MN

CIK 0000072971

Entity typeoperating

IncorporatedDE