WELLS FARGO & COMPANY/MN 4
4 · WELLS FARGO & COMPANY/MN · Filed May 27, 2016
Insider Transaction Report
Form 4
STUMPF JOHN G
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Employee Stock Purchase Option
2016-05-25−800,000→ 0 totalExercise: $34.39Exp: 2017-02-27→ Common Stock, $1 2/3 Par Value (800,000 underlying) - Exercise/Conversion
Employee Stock Purchase Option
2016-05-25−490,994→ 1,509,006 totalExercise: $31.40Exp: 2018-02-26→ Common Stock, $1 2/3 Par Value (490,994 underlying) - Gift
Common Stock, $1 2/3 Par Value
2016-04-01−278,661→ 100 total - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-05-25$34.39/sh+800,000$27,512,000→ 800,100 total - Tax Payment
Common Stock, $1 2/3 Par Value
2016-05-25$50.50/sh−677,959$34,236,930→ 122,141 total - Tax Payment
Common Stock, $1 2/3 Par Value
2016-05-25$50.50/sh−402,190$20,310,595→ 269,429 total - Exercise/Conversion
Employee Stock Purchase Option
2016-05-25−400,000→ 0 totalExercise: $35.06Exp: 2017-06-26→ Common Stock, $1 2/3 Par Value (400,000 underlying) - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-05-25$35.06/sh+400,000$14,024,000→ 522,141 total - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-05-25$31.40/sh+490,994$15,417,212→ 671,619 total - Gift
Common Stock, $1 2/3 Par Value
2016-04-01+278,661→ 1,127,685 total(indirect: By Trust) - Tax Payment
Common Stock, $1 2/3 Par Value
2016-05-25$50.50/sh−341,516$17,246,558→ 180,625 total
Holdings
- 200,000(indirect: Through RS GRAT)
Common Stock, $1 2/3 Par Value
- 150,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 4,863.447(indirect: Through Self Employed Pension Plan)
Common Stock, $1 2/3 Par Value
- 89,813.592(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
- 112,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 7,736.164(indirect: By IRA)
Common Stock, $1 2/3 Par Value
- 200,000(indirect: Through JS GRAT)
Common Stock, $1 2/3 Par Value
- 5,387.218(indirect: By Spouse)
Common Stock, $1 2/3 Par Value
Footnotes (4)
- [F1]Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of April 29, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- [F2]The employee stock options, representing a right to purchase a total of 800,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).
- [F3]The employee stock options, representing a right to purchase a total of 400,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (6/26/2008).
- [F4]The employee stock options, representing a right to purchase a total of 2,000,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).