4//SEC Filing
ASHLAND INC. 4
Accession 0001127602-16-058452
CIK 0001305014operating
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 4:32 PM ET
Size
7.7 KB
Accession
0001127602-16-058452
Insider Transaction Report
Form 4
ASHLAND INC.ASH
HALE ROGER W
Director
Holdings
- 28,095
Restricted Stock Units
→ Common Stock (28,095 underlying) - 10,508
Common Stock Units
Exercise: $0.00→ Common Stock (10,508 underlying)
Footnotes (8)
- [F1]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- [F2]Restricted Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)
- [F3]Subject to any deferral election on timing of distribution by the reporting person under the Plan, the reporting person may, prior to vesting, elect to receive the Restricted Stock Units in Common Stock or cash upon separation from service as a director.
- [F4]Balance includes 203 additional Restricted Stock Units acquired in lieu of cash dividends on March 15, 2016 and June 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Restricted Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock).
- [F5]1-for-1
- [F6]Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)
- [F7]Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.
- [F8]Balance includes 115 additional Common Stock Units acquired in lieu of cash dividends on December 15, 2015, March 15, 2016 and June 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock).
Documents
Issuer
ASHLAND INC.
CIK 0001305014
Entity typeoperating
IncorporatedKY
Related Parties
1- filerCIK 0001305014
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 4:32 PM ET
- Size
- 7.7 KB