WELLS FARGO & COMPANY/MN 4
4 · WELLS FARGO & COMPANY/MN · Filed Aug 9, 2016
Insider Transaction Report
Form 4
STUMPF JOHN G
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-08-08$31.40/sh+1,509,006$47,382,788→ 1,509,106 total - Gift
Common Stock, $1 2/3 Par Value
2016-06-13−269,329→ 100 total - Gift
Common Stock, $1 2/3 Par Value
2016-06-13+269,329→ 1,397,014 total(indirect: By Trust) - Tax Payment
Common Stock, $1 2/3 Par Value
2016-08-08$48.91/sh−1,250,667$61,170,123→ 258,439 total - Exercise/Conversion
Employee Stock Purchase Option
2016-08-08−1,509,006→ 0 totalExercise: $31.40Exp: 2018-02-26→ Common Stock, $1 2/3 Par Value (1,509,006 underlying)
Holdings
- 7,736.164(indirect: By IRA)
Common Stock, $1 2/3 Par Value
- 200,000(indirect: Through RS GRAT)
Common Stock, $1 2/3 Par Value
- 89,858.935(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
- 112,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 200,000(indirect: Through JS GRAT)
Common Stock, $1 2/3 Par Value
- 150,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 4,863.447(indirect: Through Self Employed Pension Plan)
Common Stock, $1 2/3 Par Value
- 5,387.218(indirect: By Spouse)
Common Stock, $1 2/3 Par Value
Footnotes (2)
- [F1]Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of July 29, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- [F2]The employee stock options, representing a right to purchase a total of 2,000,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).