4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001127602-16-061988
CIK 0000053669operating
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 7:57 PM ET
Size
13.5 KB
Accession
0001127602-16-061988
Insider Transaction Report
Form 4
Vincent Suzanne M
VP, Corporate Controller
Transactions
- Disposition to Issuer
Common Stock
2016-09-02−498.074→ 0 total(indirect: By Trust) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2016-09-02−3,989→ 0 totalExercise: $50.23From: 2016-11-18Exp: 2024-11-18→ Common Stock (3,989 underlying) - Disposition to Issuer
Common Stock
2016-09-02−10,698.468→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2016-09-02−10,200→ 0 totalExercise: $27.85From: 2014-10-05Exp: 2022-10-05→ Common Stock (10,200 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2016-09-02−5,703→ 0 totalExercise: $43.86From: 2017-10-07Exp: 2025-10-07→ Common Stock (5,703 underlying)
Footnotes (5)
- [F1]The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger").
- [F2]Includes 308.483 shares acquired via dividend reinvestment on October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share.
- [F3]Each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger.
- [F4]The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
- [F5]Fifty percent of the options become exercisable two years after grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 7:57 PM ET
- Size
- 13.5 KB