JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Sep 6, 2016
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Exercise/Conversion
Common Stock
2016-09-02+62,255.9→ 62,255.9 total - Exercise/Conversion
Common Stock
2016-09-02+23,943.593→ 86,199.493 total - Exercise/Conversion
Phantom Stock Units/ Directors' Share Unit Plan
2016-09-02−23,943.593→ 0 total→ Common Stock (23,943.593 underlying) - Gift
Common Stock
2014-06-06−13,115→ 2,875 total - Disposition to Issuer
Common Stock
2016-09-02$48.90/sh−86,199.493$4,215,155→ 0 total - Gift
Common Stock
2016-08-04−2,875→ 0 total - Exercise/Conversion
Phantom Stock Units / Directors' Deferred Compensation Plan
2016-09-02−62,255.9→ 0 total→ Common Stock (62,255.9 underlying)
Footnotes (4)
- [F1]The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc).
- [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F3]Includes 1,271.061 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit.
- [F4]Includes 488.85 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit.