JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Sep 6, 2016
Insider Transaction Report
Form 4
del Valle Perochena Juan Pablo
Director
Transactions
- Disposition to Issuer
Common Stock
2016-09-02$48.90/sh−3,670.949$179,509→ 0 total - Exercise/Conversion
Common Stock
2016-09-02+3,670.949→ 3,670.949 total - Exercise/Conversion
Phantom Stock Units / Directors' Deferred Compensation Plan
2016-09-02−3,670.949→ 0 total→ Common Stock (3,670.949 underlying)
Footnotes (3)
- [F1]Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
- [F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F3]Includes 74.949 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit.