WELLS FARGO & COMPANY/MN 4
4 · WELLS FARGO & COMPANY/MN · Filed Sep 29, 2016
Insider Transaction Report
Form 4
STUMPF JOHN G
DirectorPresident & CEO
Transactions
- Disposition to Issuer
Restricted Share Right
2016-09-27−17,586.623→ 0 total→ Common Stock, $1 2/3 Par Value (17,586.623 underlying) - Disposition to Issuer
Restricted Share Right
2016-09-27−7,756.997→ 0 total→ Common Stock, $1 2/3 Par Value (7,756.997 underlying) - Disposition to Issuer
Restricted Share Right
2016-09-27−12,572.827→ 0 total→ Common Stock, $1 2/3 Par Value (12,572.827 underlying)
Holdings
- 1,397,014(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 7,736.164(indirect: By IRA)
Common Stock, $1 2/3 Par Value
- 5,387.218(indirect: By Spouse)
Common Stock, $1 2/3 Par Value
- 112,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 258,439
Common Stock, $1 2/3 Par Value
- 200,000(indirect: Through JS GRAT)
Common Stock, $1 2/3 Par Value
- 150,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 89,789.772(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
- 200,000(indirect: Through RS GRAT)
Common Stock, $1 2/3 Par Value
- 4,863.447(indirect: Through Self Employed Pension Plan)
Common Stock, $1 2/3 Par Value
Footnotes (5)
- [F1]Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of August 31, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F2]Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.
- [F3]These RSRs were granted on 2/25/2014 to the reporting person as part of the reporting person's 2013 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.
- [F4]These RSRs were granted on 2/24/2015 to the reporting person as part of the reporting person's 2014 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.
- [F5]These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.