4//SEC Filing
WELLS FARGO & COMPANY/MN 4
Accession 0001127602-16-063434
$WFCCIK 0000072971operating
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 5:15 PM ET
Size
17.8 KB
Accession
0001127602-16-063434
Insider Transaction Report
Form 4
STUMPF JOHN G
DirectorPresident & CEO
Transactions
- Disposition to Issuer
Restricted Share Right
2016-09-27−17,586.623→ 0 total→ Common Stock, $1 2/3 Par Value (17,586.623 underlying) - Disposition to Issuer
Restricted Share Right
2016-09-27−7,756.997→ 0 total→ Common Stock, $1 2/3 Par Value (7,756.997 underlying) - Disposition to Issuer
Restricted Share Right
2016-09-27−12,572.827→ 0 total→ Common Stock, $1 2/3 Par Value (12,572.827 underlying)
Holdings
- 1,397,014(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 7,736.164(indirect: By IRA)
Common Stock, $1 2/3 Par Value
- 5,387.218(indirect: By Spouse)
Common Stock, $1 2/3 Par Value
- 112,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 258,439
Common Stock, $1 2/3 Par Value
- 200,000(indirect: Through JS GRAT)
Common Stock, $1 2/3 Par Value
- 150,000(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 89,789.772(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
- 200,000(indirect: Through RS GRAT)
Common Stock, $1 2/3 Par Value
- 4,863.447(indirect: Through Self Employed Pension Plan)
Common Stock, $1 2/3 Par Value
Footnotes (5)
- [F1]Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of August 31, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F2]Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.
- [F3]These RSRs were granted on 2/25/2014 to the reporting person as part of the reporting person's 2013 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.
- [F4]These RSRs were granted on 2/24/2015 to the reporting person as part of the reporting person's 2014 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.
- [F5]These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.
Documents
Issuer
WELLS FARGO & COMPANY/MN
CIK 0000072971
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000072971
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 5:15 PM ET
- Size
- 17.8 KB