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4//SEC Filing

Johnson Controls International plc 4

Accession 0001127602-16-064649

$JCICIK 0000833444operating

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 6:20 PM ET

Size

8.4 KB

Accession

0001127602-16-064649

Insider Transaction Report

Form 4
Period: 2016-10-07
Nevill Trent M
VP & President, Asia Pacific
Transactions
  • Award

    Ordinary Shares

    2016-10-07+8,27952,584.32 total
  • Award

    Employee Stock Option (Right to Buy)

    2016-10-07+41,71341,713 total
    Exercise: $45.29From: 2018-10-07Exp: 2026-10-07Ordinary Shares (41,713 underlying)
Holdings
  • Ordinary Shares

    (indirect: By Trust)
    7,631.463
Footnotes (3)
  • [F1]Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.
  • [F2]The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
  • [F3]Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Issuer

Johnson Controls International plc

CIK 0000833444

Entity typeoperating
IncorporatedIreland

Related Parties

1
  • filerCIK 0000833444

Filing Metadata

Form type
4
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 6:20 PM ET
Size
8.4 KB