Home/Filings/4/0001127602-16-064941
4//SEC Filing

ITC Holdings Corp. 4

Accession 0001127602-16-064941

CIK 0001317630operating

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 5:12 PM ET

Size

32.5 KB

Accession

0001127602-16-064941

Insider Transaction Report

Form 4
Period: 2016-10-14
Welch Joseph L
DirectorPresident & CEO
Transactions
  • Disposition to Issuer

    Common Stock Without Par Value

    2016-10-141,775,89487,324 total
  • Disposition to Issuer

    Common Stock Without Par Value

    2016-10-14$45.72/sh87,324$3,992,4530 total
  • Award

    Common Stock Without Par Value

    2016-10-14+41,456.21141,456.211 total
  • Disposition to Issuer

    Common Stock Without Par Value

    2016-10-14$45.72/sh41,456.211$1,895,3780 total
  • Disposition to Issuer

    Common Stock Without Par Value

    2016-10-14377,7000 total(indirect: By Trust)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh145,566$6,655,2780 total
    Exercise: $23.59Exp: 2022-05-22Common Stock Without Par Value (145,566 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh86,956$3,975,6280 total
    Exercise: $36.73Exp: 2024-05-20Common Stock Without Par Value (86,956 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh54,861$2,508,2450 total
    Exercise: $18.96Exp: 2018-08-13Common Stock Without Par Value (54,861 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh46,533$2,127,4890 total
    Exercise: $13.79Exp: 2019-05-19Common Stock Without Par Value (46,533 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh76,632$3,503,6150 total
    Exercise: $17.49Exp: 2020-05-18Common Stock Without Par Value (76,632 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh112,386$5,138,2880 total
    Exercise: $29.31Exp: 2023-05-14Common Stock Without Par Value (112,386 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh76,440$3,494,8370 total
    Exercise: $24.05Exp: 2021-05-25Common Stock Without Par Value (76,440 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh97,152$4,441,7890 total
    Exercise: $14.27Exp: 2017-08-15Common Stock Without Par Value (97,152 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-14$45.72/sh140,044$6,402,8120 total
    Exercise: $35.91Exp: 2025-05-19Common Stock Without Par Value (140,044 underlying)
Footnotes (13)
  • [F1]Pursuant to the Agreement and Plan of Merger among FortisUS Inc., Element Acquisition Sub Inc., Fortis Inc., and ITC Holdings Corp., dated as of February 9, 2016 (the "Merger Agreement"), at the effective time of the merger (the "Effective Time), each outstanding share converted into the right to receive US$22.57 plus .7520 of a share of Fortis Inc. stock, which fractional share had a market value of US$29.84 at the Effective Time.
  • [F10]The options vest in three equal installments on May 18, 2011, 2012 and 2013.
  • [F11]These stock options were granted on May 20, 2014 and become exercisable in three equal installments beginning on the first anniversary of the grant date so long as the recipient remains an employee.
  • [F12]These stock options become exercisable in three equal installments beginning on the first anniversary of the grant date so long as the recipient remains an employee.
  • [F13]These stock options were granted on May 19, 2015 and become exercisable in three equal installments beginning on the first anniversary of the grant date so long as the recipient remains an employee.
  • [F2]Reporting Person held unvested restricted shares granted in 2014, 2015 and 2016 with time-based performance criteria. Pursuant to the Merger Agreement, these shares became vested at the Effective Time and converted into the right to receive cash.
  • [F3]Reporting Person held performance shares granted in 2015 that, along with related dividend equivalents, would vest based on the satisfaction of certain performance criteria. Pursuant to the Merger Agreement, these shares became vested at the Effective Time and converted into the right to receive cash.
  • [F4]The options vest in five equal installments on August 15, 2008, 2009, 2010, 2011 and 2012.
  • [F5]These stock options become exercisable in five equal annual installments beginning on the first anniversary of the grant date so long as the recipient remains an employee.
  • [F6]Option was cancelled at the Effective Time pursuant to the Merger Agreement in exchange for the right to receive cash.
  • [F7]The options vest in three equal installments on August 13, 2009, 2010 and 2011.
  • [F8]These stock options become exercisable in three equal installments beginning on the first anniversary of the grant date so long as the recipient remains an employee.
  • [F9]The options vest in three equal installments on May 19, 2010, 2011 and 2012.

Issuer

ITC Holdings Corp.

CIK 0001317630

Entity typeoperating
IncorporatedMI

Related Parties

1
  • filerCIK 0001317630

Filing Metadata

Form type
4
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 5:12 PM ET
Size
32.5 KB