Unum Group 4

4 · Unum Group · Filed Nov 1, 2016

Insider Transaction Report

Form 4

Period: 2016-10-28

Unum GroupUNM

WATJEN THOMAS R

DirectorPresident & CEO

Transactions

Exercise/Conversion
Common Stock
2016-10-28$20.78/sh+153,927$3,198,603→ 277,150 total
Sale
Common Stock
2016-10-28$36.10/sh−100$3,610→ 123,223 total
Sale
Common Stock
2016-10-28$35.56/sh−24,900$885,397→ 123,323 total
Sale
Common Stock
2016-10-28$36.12/sh−100$3,612→ 123,223 total
Sale
Common Stock
2016-10-28$35.56/sh−153,827$5,469,611→ 123,323 total
Exercise/Conversion
Employee Stock Option (right to buy)
2016-10-28−153,927→ 0 total
Exercise: $20.78Exp: 2018-02-25→ Common Stock (153,927 underlying)

Holdings

Common Stock
(indirect: By 401(k))
14,142.362

Footnotes (9)

[F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.
[F2]Reflects the weighted average price for multiple sale transactions ranging in price from $35.100 per share to $36.045 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]Includes 4,149 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F4]Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 23.920 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
[F5]Includes 4,149 stock-settled RSUs and 119,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F6]Includes 4,149 stock-settled RSUs and 273,001 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F7]Reflects the weighted average price for multiple sale transactions ranging in price from $35.060 per share to $36.050 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F8]Includes 4,149 stock-settled RSUs and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F9]The options vest in three equal annual installments beginning on February 25, 2011.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT