Yum China Holdings, Inc. 4

4 · Yum China Holdings, Inc. · Filed Nov 3, 2016

Form 4

Period: 2016-11-01

Chief People Officer

Transactions

Award
Stock Appreciation Right
2016-11-01+13,467→ 13,467 total
Exercise: $19.00Exp: 2023-02-06→ Common Stock (13,467 underlying)
Award
Stock Appreciation Right
2016-11-01+13,595→ 13,595 total
Exercise: $21.30Exp: 2024-02-05→ Common Stock (13,595 underlying)
Award
Stock Appreciation Right
2016-11-01+17,215→ 17,215 total
Exercise: $21.06Exp: 2026-02-05→ Common Stock (17,215 underlying)
Award
Stock Appreciation Right
2016-11-01+14,718→ 14,718 total
Exercise: $19.46Exp: 2022-02-08→ Common Stock (14,718 underlying)
Award
Stock Appreciation Right
2016-11-01+12,056→ 12,056 total
Exercise: $14.88Exp: 2021-02-04→ Common Stock (12,056 underlying)
Award
Stock Appreciation Right
2016-11-01+10,195→ 10,195 total
Exercise: $21.30Exp: 2024-02-05→ Common Stock (10,195 underlying)
Award
Stock Appreciation Right
2016-11-01+13,531→ 13,531 total
Exercise: $22.32Exp: 2025-02-06→ Common Stock (13,531 underlying)
Award
Restricted Stock Unit
2016-11-01+18,647→ 18,647 total
→ Common Stock (18,647 underlying)

Footnotes (9)

[F1]Vested in full.
[F2]Vesting occurs 25% per year beginning one year from 2/6/2013.
[F3]Vesting occurs 25% per year beginning one year from 2/5/2014.
[F4]Vesting occurs four years from 2/5/2014.
[F5]Vesting occurs 25% per year beginning one year from 2/6/2015
[F6]Vesting occurs 25% per year beginning one year from 2/5/2016.
[F7]Conversion occurs on a one-for-one basis.
[F8]Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.
[F9]This grant does not have an expiration date.

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