4//SEC Filing
PRUDENTIAL FINANCIAL INC 4
Accession 0001127602-16-066916
$PRUCIK 0001137774operating
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 3:29 PM ET
Size
9.7 KB
Accession
0001127602-16-066916
Insider Transaction Report
Form 4
GRIER MARK B
DirectorVice Chairman
Transactions
- Sale
Common Stock
2016-11-10$94.00/sh−65,873$6,192,062→ 324,422 total - Exercise/Conversion
Common Stock
2016-11-10$91.73/sh+66,310$6,082,616→ 390,295 total - Exercise/Conversion
2/13/07 Employee Stock Option (Right to Buy)
2016-11-10−66,310→ 0 totalExercise: $91.73Exp: 2017-02-13→ Common Stock (66,310 underlying)
Holdings
- 22,870(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2016.
- [F2]Following the transactions reported on this Form 4, Mr. Grier continues to hold 324,422 shares directly and 22,870 shares indirectly in a 401(k) account. Mr. Grier also holds an additional 257,540 vested stock options, 168,312 unvested stock options and 82,564 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F3]Amount reported has been adjusted to include 712 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2015 and September 30, 2016 based on a plan statement dated September 30, 2016. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The option vested in three equal annual installments beginning on February 13, 2008.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0001137774
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 3:29 PM ET
- Size
- 9.7 KB