4//SEC Filing
Johnson Controls International plc 4
Accession 0001127602-16-068121
$JCICIK 0000833444operating
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 4:28 PM ET
Size
13.9 KB
Accession
0001127602-16-068121
Insider Transaction Report
Form 4
Molinaroli Alex A
Chairman & CEO
Transactions
- Award
Ordinary Shares
2016-11-18+161,105.33→ 1,185,289.412 total - Award
Phantom Stock Units - Restricted Stock Plan
2016-11-18+35,996.31→ 165,121.31 totalExercise: $0.00→ Ordinary Shares (35,996.31 underlying) - Tax Payment
Ordinary Shares
2016-11-21$44.71/sh−18,791$840,146→ 1,370,484.272 total - Award
Ordinary Shares
2016-11-18+203,985.86→ 1,389,275.272 total - Award
Phantom Stock Units - Restricted Stock Plan
2016-11-18+53,701.78→ 129,125 totalExercise: $0.00→ Ordinary Shares (53,701.78 underlying)
Holdings
- 25,618(indirect: By Trust)
Ordinary Shares
Footnotes (4)
- [F1]Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date.
- [F2]Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.
- [F3]The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
- [F4]Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
Documents
Issuer
Johnson Controls International plc
CIK 0000833444
Entity typeoperating
IncorporatedIreland
Related Parties
1- filerCIK 0000833444
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 4:28 PM ET
- Size
- 13.9 KB