FRANKLIN RESOURCES INC 4
4 · FRANKLIN RESOURCES INC · Filed Dec 5, 2016
Insider Transaction Report
Form 4
LEWIS KENNETH A
EVP and CFO
Transactions
- Tax Payment
Common Stock, par value $.10
2016-12-01$39.56/sh−1,787$70,694→ 145,391.517 total
Holdings
- 1,866.221(indirect: By 401(k))
Common Stock, par value $.10
- 17,678(indirect: By Trust)
Common Stock, par value $.10
Footnotes (3)
- [F1]Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards.
- [F2]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 14, 2016.
- [F3]Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.