$SWK|4Dec 6, 4:12 PM ET

STANLEY BLACK & DECKER, INC. 4

4 · STANLEY BLACK & DECKER, INC. · Filed Dec 6, 2016

Form 4

Period: 2016-12-02

V.P. Corporate Tax

Transactions

Disposition to Issuer
Common Stock
2016-12-04$118.66/sh−213$25,275→ 23,541 total
Award
Stock Option (Right to Buy)
2016-12-02+10,000→ 10,000 total
Exercise: $118.66Exp: 2026-12-02→ Common Stock (10,000 underlying)
Award
Common Stock
2016-12-02+2,174→ 23,754 total

Holdings

Common Stock
(indirect: Through Computershare under ESPP)
393.646
Interest In Employer Stock Fund (401(k) Plan)
→ Common Stock (1,806.933 underlying)
1,806.933
Interest in Employer Stock Fund (Supplemental Plan)
→ Common Stock (257.357 underlying)
257.357

Footnotes (7)

[F1]Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.
[F2]Shares withheld to cover taxes on vesting of restricted stock units
[F3]Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
[F4]The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.
[F5]Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
[F6]Exempt
[F7]Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.

Documents

1 file