4//SEC Filing
Alkermes plc. 4
Accession 0001127602-16-070469
$ALKSCIK 0001520262operating
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 5:06 PM ET
Size
19.0 KB
Accession
0001127602-16-070469
Insider Transaction Report
Form 4
Alkermes plc.ALKS
Pugh Gordon G
SVP, COO & CRO, Alkermes, Inc.
Transactions
- Sale
Ordinary Shares
2016-12-15$57.62/sh−16,690$961,720→ 20,587 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-12-15−16,690→ 4,768 totalExercise: $16.55Exp: 2022-05-21→ Ordinary Shares (16,690 underlying) - Gift
Ordinary Shares
2016-12-14−7,250→ 38,737 total(indirect: By Trust) - Exercise/Conversion
Ordinary Shares
2016-12-16$16.55/sh+4,768$78,910→ 25,355 total - Gift
Ordinary Shares
2016-12-12−1,794→ 45,987 total(indirect: By Trust) - Exercise/Conversion
Ordinary Shares
2016-12-15$16.55/sh+16,690$276,220→ 37,277 total - Sale
Ordinary Shares
2016-12-16$57.73/sh−4,768$275,265→ 20,587 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-12-16−4,768→ 0 totalExercise: $16.55Exp: 2022-05-21→ Ordinary Shares (4,768 underlying)
Holdings
- 13,101(indirect: By Trust)
Ordinary Shares
- 6,989(indirect: By GRAT)
Ordinary Shares
Footnotes (6)
- [F1]This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- [F4]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- [F5]Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
- [F6]These options are fully vested in accordance with their terms.
Documents
Issuer
Alkermes plc.
CIK 0001520262
Entity typeoperating
Related Parties
1- filerCIK 0001520262
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 5:06 PM ET
- Size
- 19.0 KB