JANUS CAPITAL GROUP INC 4
4 · JANUS CAPITAL GROUP INC · Filed Jan 4, 2017
Insider Transaction Report
Form 4
WEIL RICHARD M
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2016-12-30+132,885→ 1,978,463 total - Tax Payment
Common Stock
2016-12-30$13.38/sh−11,383$152,305→ 1,916,950 total - Tax Payment
Common Stock
2016-12-30$13.38/sh−39,370$526,771→ 1,877,580 total - Award
Performance Shares
2016-12-30+134,666→ 134,666 total→ Common Stock (134,666 underlying) - Tax Payment
Common Stock
2016-12-30$13.38/sh−15,975$213,746→ 1,845,578 total - Tax Payment
Common Stock
2016-12-30$13.38/sh−16,027$214,441→ 1,861,553 total
Holdings
- 775.258(indirect: Held By ESOP)
Common Stock
Footnotes (2)
- [F1]Each performance share represents a contingent right to receive shares of issuer's common stock. The performance rights vest 3 years from the date of grant upon Janus' achievement of performance goals, which are based upon Janus' 3-year total relative shareholder return ("TSR"). These achievements may result in a payout range between 0% and 200% of the target. The number of performance rights shown in columns 5 and 7 is equal to the target number of performance rights that may be earned. There is no expiration date for performance rights.
- [F2]Number of shares reported in Columns 7 and 9 represent an estimated number of shares. Filer will amend this Form 4, if necessary, once the number of shares has been determined based on a final accounting valuation of the reported grant.