Home/Filings/4/0001127602-17-001332
4//SEC Filing

TOMPKINS FINANCIAL CORP 4

Accession 0001127602-17-001332

$TMPCIK 0001005817operating

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 1:39 PM ET

Size

6.3 KB

Accession

0001127602-17-001332

Insider Transaction Report

Form 4
Period: 2017-01-06
YUNKER CRAIG
Director
Transactions
  • Award

    Phantom Stock

    2017-01-06$94.57/sh+129.395$12,2378,422.763 total
    Common Stock (129.395 underlying)
Holdings
  • Common Stock

    18,211.407
Footnotes (2)
  • [F1]Includes change in beneficial ownership of 1,658.674 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement.
  • [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005817

Filing Metadata

Form type
4
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 1:39 PM ET
Size
6.3 KB