4//SEC Filing
CARNIVAL CORP 4
Accession 0001127602-17-002009
$CCLCIK 0000815097operating
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 2:37 PM ET
Size
8.4 KB
Accession
0001127602-17-002009
Insider Transaction Report
Form 4
BUCKELEW ALAN
President & CEO - PCL
Transactions
- Sale
Common Stock
2017-01-17$52.95/sh−9,273$491,016→ 180,362.308 total - Tax Payment
Common Stock
2017-01-17$53.09/sh−5,493$291,623→ 189,635.308 total - Award
Common Stock
2017-01-17+14,362→ 195,128.308 total
Footnotes (4)
- [F1]Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.
- [F2]The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
- [F3]Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs.
- [F4]This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
CARNIVAL CORP
CIK 0000815097
Entity typeoperating
IncorporatedPanama
Related Parties
1- filerCIK 0000815097
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 2:37 PM ET
- Size
- 8.4 KB