PUBLIX SUPER MARKETS INC 5
5 · PUBLIX SUPER MARKETS INC · Filed Jan 30, 2017
Insider Transaction Report
Form 5
PHILLIPS DAVID P
Chief Financial Officer
Transactions
- Other
Common Stock
2016-04-22$45.20/sh+46,791$2,114,953→ 162,878 total - Other
Common Stock
2016-04-22$45.20/sh+42,040$1,900,208→ 114,629 total(indirect: By Trust) - Other
Common Stock
2016-04-22$45.20/sh−46,791$2,114,953→ 42,040 total(indirect: By GRAT) - Other
Common Stock
2016-04-22$45.20/sh−42,040$1,900,208→ 0 total(indirect: By GRAT) - Other
Common Stock
2016-12-12$40.15/sh−7,000$281,050→ 0 total(indirect: By Children) - Award
SERP Stock
2016-03-01$45.20/sh+1,518.1$68,618→ 8,945.774 total(indirect: By SERP)→ Common Stock (1,518.1 underlying)
Holdings
- 1,892.3(indirect: By 401(k))
Common Stock
- 7,000(indirect: By Children)
Common Stock
- 17,025(indirect: By IRA)
Common Stock
- 66,561.288(indirect: By ESOP)
Common Stock
Footnotes (4)
- [F1]This reporting person no longer has a reportable beneficial interest in these shares owned by his/her child and included in the reporting person's prior ownership reports.
- [F2]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- [F3]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- [F4]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.