UNISYS CORP 4
4 · UNISYS CORP · Filed Feb 8, 2017
Insider Transaction Report
Form 4
UNISYS CORPUIS
BATTERSBY SCOTT A
Vice President and Treasurer
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-02-06−774→ 948 total→ Common Stock (774 underlying) - Exercise/Conversion
Common Stock
2017-02-06+277→ 7,615.6 total - Tax Payment
Common Stock
2017-02-06$13.35/sh−284$3,791→ 8,105.6 total - Tax Payment
Common Stock
2017-02-06$13.35/sh−101$1,348→ 8,004.6 total - Exercise/Conversion
Common Stock
2017-02-06+774→ 8,389.6 total - Exercise/Conversion
Restricted Stock Units
2017-02-06−277→ 1,722 total→ Common Stock (277 underlying)
Holdings
- 2,198.541(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
- [F2]Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 5, 2016.
- [F3]Each restricted stock unit represents a contingent right to receive 1.234 shares of Unisys Corporation common stock.
- [F4]Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 5, 2017.