Johnson Controls International plc 4
4 · Johnson Controls International plc · Filed Feb 8, 2017
Insider Transaction Report
Form 4
Walicki Joseph A
Vice President & President, PS
Transactions
- Exercise/Conversion
Ordinary Shares
2017-02-06$26.53/sh+13,023$345,500→ 208,014.69 total - Disposition to Issuer
Ordinary Shares
2017-02-06$42.40/sh−13,023$552,214→ 194,991.69 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-02-06−13,023→ 0 totalExercise: $26.53From: 2010-10-01Exp: 2018-10-01→ Ordinary Shares (13,023 underlying)
Holdings
- 4,248.49(indirect: By Trust)
Ordinary Shares
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.13 to $42.51, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
- [F2]Includes 1,037.1 shares acquired via dividend reinvestment on January 6, 2017 at $42.79 per share.
- [F3]The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.