5//SEC Filing
SOUTHWESTERN ENERGY CO 5
Accession 0001127602-17-005357
CIK 0000007332operating
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 3:08 PM ET
Size
15.4 KB
Accession
0001127602-17-005357
Insider Transaction Report
Form 5
Vick James W
Senior Vice President
Transactions
- Other
Common Stock
2016-12-30$10.19/sh+742.144$7,562→ 1,660.54 total(indirect: By 401(k))
Holdings
- 2,500
Stock Options (Right to Buy)
Exercise: $42.04From: 2012-11-01Exp: 2018-11-01→ Common Stock (2,500 underlying) - 16,812
Common Stock
- 5,090
Stock Options (Right to Buy)
Exercise: $36.87From: 2012-12-08Exp: 2018-12-08→ Common Stock (5,090 underlying) - 5,980
Stock Options (Right to Buy)
Exercise: $34.50From: 2013-12-06Exp: 2019-12-06→ Common Stock (5,980 underlying) - 6,860
Stock Options (Right to Buy)
Exercise: $38.97From: 2014-12-05Exp: 2020-12-05→ Common Stock (6,860 underlying) - 9,440
Stock Options (Right to Buy)
Exercise: $30.59From: 2015-12-04Exp: 2021-12-04→ Common Stock (9,440 underlying) - 27,590
Stock Options (Right to Buy)
Exercise: $7.74From: 2016-12-04Exp: 2022-12-04→ Common Stock (27,590 underlying) - 1,000
Depositary Shares (series B Mandatory Preferred Interest)
→ Common Stock (1,850.1 underlying)
Footnotes (3)
- [F1]Purchased through the Company's 401(k) Plan from December 5, 2015, thru December 31, 2016. The information in this report is based on a plan statement dated February 10, 2017.
- [F2]Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.
- [F3]Each Depositary Share represents a 1/20th interest in a share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"). At any time prior to January 15, 2018, a holder of 20 Depositary Shares may cause the conversion of one share of the Series B Preferred Stock into a number of shares of the Issuer's Common Stock equal to the minimum conversion rate of 37.0028, subject to adjustments for certain fundamental changes (as defined). Thus, each Depositary Share will convert into 1.85014 shares of Common Stock, subject to adjustment. On approximately January 15, 2018, the Depositary Shares mandatorily convert to Common Stock at a conversion rate ranging from 1.85014 to 2.1739 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate ranging from 37.0028 to 43.4782 shares), subject to adjustment.
Documents
Issuer
SOUTHWESTERN ENERGY CO
CIK 0000007332
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000007332
Filing Metadata
- Form type
- 5
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 3:08 PM ET
- Size
- 15.4 KB