4//SEC Filing
CARNIVAL CORP 4
Accession 0001127602-17-006829
$CCLCIK 0000815097operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 2:35 PM ET
Size
7.2 KB
Accession
0001127602-17-006829
Insider Transaction Report
Form 4
BUCKELEW ALAN
President & CEO - PCL
Transactions
- Award
Common Stock
2017-02-15+31,158→ 211,520.308 total - Sale
Common Stock
2017-02-15$55.88/sh−31,158$1,741,221→ 180,362.308 total
Footnotes (3)
- [F1]Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock.
- [F2]The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.
- [F3]This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
CARNIVAL CORP
CIK 0000815097
Entity typeoperating
IncorporatedPanama
Related Parties
1- filerCIK 0000815097
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 2:35 PM ET
- Size
- 7.2 KB