Home/Filings/4/0001127602-17-006945
4//SEC Filing

FERRO CORP 4

Accession 0001127602-17-006945

CIK 0000035214operating

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 4:27 PM ET

Size

33.6 KB

Accession

0001127602-17-006945

Insider Transaction Report

Form 4
Period: 2017-02-15
Bingle John
Treasurer
Transactions
  • Award

    Stock Options (Right to Buy)

    2017-02-15+2,5002,500 total
    Exercise: $14.27From: 2018-02-15Exp: 2027-02-15Common Stock (2,500 underlying)
  • Award

    Performance Share Unit

    2017-02-15+2,1002,100 total
    Exercise: $0.00Exp: 2019-12-31Common Stock (2,100 underlying)
  • Award

    Restricted Share Unit

    2017-02-15+800800 total
    Exercise: $0.00From: 2020-02-15Exp: 2020-02-15Common Stock (800 underlying)
Holdings
  • Common Stock

    (indirect: Investment Savings Plan)
    10.835
  • Common Stock - Restricted Shares

    0
  • Performance Share Unit

    Exercise: $0.00Exp: 2017-12-31Common Stock (2,500 underlying)
    2,500
  • Phantom Shares

    Common Stock (2,539.73 underlying)
    2,539.73
  • Stock Options (Right to Buy)

    Exercise: $8.25From: 2011-02-25Exp: 2020-02-25Common Stock (2,625 underlying)
    2,625
  • Stock Options (Right to Buy)

    Exercise: $1.37From: 2010-02-25Exp: 2019-02-25Common Stock (1,751 underlying)
    1,751
  • Stock Options (Right to Buy)

    Exercise: $15.16From: 2012-02-24Exp: 2021-02-24Common Stock (6,500 underlying)
    6,500
  • Stock Options (Right to Buy)

    Exercise: $6.84From: 2013-02-23Exp: 2022-02-23Common Stock (4,800 underlying)
    4,800
  • Stock Options (Right to Buy)

    Exercise: $5.29From: 2014-02-21Exp: 2023-02-21Common Stock (5,300 underlying)
    5,300
  • Common Stock

    17,682
  • Stock Options (Right to Buy)

    Exercise: $12.33From: 2016-02-18Exp: 2025-02-18Common Stock (2,100 underlying)
    2,100
  • Performance Share Unit

    Exercise: $0.00Exp: 2016-12-31Common Stock (2,300 underlying)
    2,300
  • Performance Share Unit

    Exercise: $0.00Exp: 2018-12-31Common Stock (3,200 underlying)
    3,200
  • Restricted Share Unit

    Exercise: $0.00From: 2017-02-20Exp: 2017-02-20Common Stock (900 underlying)
    900
  • Restricted Share Unit

    Exercise: $0.00From: 2019-02-17Exp: 2019-02-17Common Stock (1,300 underlying)
    1,300
  • Restricted Share Unit

    Exercise: $0.00From: 2015-02-23Exp: 2015-02-23Common Stock (2,300 underlying)
    2,300
  • Restricted Share Unit

    Exercise: $0.00From: 2016-02-23Exp: 2016-02-23Common Stock (2,500 underlying)
    2,500
  • Restricted Share Unit

    Exercise: $0.00From: 2018-02-18Exp: 2018-02-18Common Stock (1,000 underlying)
    1,000
  • Stock Options (Right to Buy)

    Exercise: $17.26From: 2009-02-28Exp: 2018-02-28Common Stock (3,500 underlying)
    3,500
  • Stock Options (Right to Buy)

    Exercise: $13.09From: 2015-02-20Exp: 2024-02-20Common Stock (1,900 underlying)
    1,900
  • Stock Options (Right to Buy)

    Exercise: $9.60From: 2017-02-17Exp: 2026-02-17Common Stock (3,700 underlying)
    3,700
Footnotes (3)
  • [F1]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  • [F2]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
  • [F3]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.

Issuer

FERRO CORP

CIK 0000035214

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000035214

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:27 PM ET
Size
33.6 KB