4//SEC Filing
PRUDENTIAL FINANCIAL INC 4
Accession 0001127602-17-007350
$PRUCIK 0001137774operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 3:52 PM ET
Size
9.0 KB
Accession
0001127602-17-007350
Insider Transaction Report
Form 4
Harris Timothy P
EVP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2017-02-17$64.01/sh+8,534$546,261→ 26,022 total - Sale
Common Stock
2017-02-17$110.75/sh−6,087$674,135→ 19,935 total - Exercise/Conversion
2011 Employee Stock Option (Right to Buy)
2017-02-17−8,534→ 0 totalExercise: $64.01Exp: 2021-02-08→ Common Stock (8,534 underlying)
Holdings
- 1,365(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Following the transaction reported on this Form 4, Mr. Harris continues to hold 19,935 shares directly and 1,365 shares indirectly in a 401(k) account. Mr. Harris also holds an additional 42,866 vested stock options, 35,794 unvested stock options, and 21,661 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F2]The option vested in three equal annual installments beginning on February 8, 2012.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0001137774
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 3:52 PM ET
- Size
- 9.0 KB