PRUDENTIAL FINANCIAL INC 4
4 · PRUDENTIAL FINANCIAL INC · Filed Feb 21, 2017
Insider Transaction Report
Form 4
Harris Timothy P
EVP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2017-02-17$64.01/sh+8,534$546,261→ 26,022 total - Sale
Common Stock
2017-02-17$110.75/sh−6,087$674,135→ 19,935 total - Exercise/Conversion
2011 Employee Stock Option (Right to Buy)
2017-02-17−8,534→ 0 totalExercise: $64.01Exp: 2021-02-08→ Common Stock (8,534 underlying)
Holdings
- 1,365(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Following the transaction reported on this Form 4, Mr. Harris continues to hold 19,935 shares directly and 1,365 shares indirectly in a 401(k) account. Mr. Harris also holds an additional 42,866 vested stock options, 35,794 unvested stock options, and 21,661 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F2]The option vested in three equal annual installments beginning on February 8, 2012.