FERRO CORP 4

Accession 0001127602-17-007759

CIK 0000035214operating

View on SEC.gov Company Profile

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 4:41 PM ET

Size

33.7 KB

Accession

0001127602-17-007759

Insider Transaction Report

Form 4

Period: 2017-02-20

FERRO CORPFOE

Bingle John

Treasurer

Transactions

Tax Payment
Common Stock
2017-02-20$14.18/sh−335$4,750→ 18,247 total
Exercise/Conversion
Restricted Share Unit
2017-02-20−900→ 0 total
Exercise: $0.00From: 2017-02-20Exp: 2017-02-20→ Common Stock (900 underlying)
Exercise/Conversion
Common Stock
2017-02-20+900→ 18,582 total

Holdings

Common Stock
(indirect: Investment Savings Plan)
10.835
Performance Share Unit
Exercise: $0.00Exp: 2016-12-31→ Common Stock (2,300 underlying)
2,300
Performance Share Unit
Exercise: $0.00Exp: 2017-12-31→ Common Stock (2,500 underlying)
2,500
Stock Options (Right to Buy)
Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (2,100 underlying)
2,100
Performance Share Unit
Exercise: $0.00Exp: 2019-12-31→ Common Stock (2,100 underlying)
2,100
Restricted Share Unit
Exercise: $0.00From: 2020-02-15Exp: 2020-02-15→ Common Stock (800 underlying)
800
Stock Options (Right to Buy)
Exercise: $6.84From: 2013-02-23Exp: 2022-02-23→ Common Stock (4,800 underlying)
4,800
Stock Options (Right to Buy)
Exercise: $14.27From: 2018-02-15Exp: 2027-02-15→ Common Stock (2,500 underlying)
2,500
Restricted Share Unit
Exercise: $0.00From: 2018-02-18Exp: 2018-02-18→ Common Stock (1,000 underlying)
1,000
Stock Options (Right to Buy)
Exercise: $17.26From: 2009-02-28Exp: 2018-02-28→ Common Stock (3,500 underlying)
3,500
Stock Options (Right to Buy)
Exercise: $8.25From: 2011-02-25Exp: 2020-02-25→ Common Stock (2,625 underlying)
2,625
Stock Options (Right to Buy)
Exercise: $1.37From: 2010-02-25Exp: 2019-02-25→ Common Stock (1,751 underlying)
1,751
Stock Options (Right to Buy)
Exercise: $13.09From: 2015-02-20Exp: 2024-02-20→ Common Stock (1,900 underlying)
1,900
Stock Options (Right to Buy)
Exercise: $9.60From: 2017-02-17Exp: 2026-02-17→ Common Stock (3,700 underlying)
3,700
Phantom Shares
→ Common Stock (2,539.73 underlying)
2,539.73
Restricted Share Unit
Exercise: $0.00From: 2016-02-23Exp: 2016-02-23→ Common Stock (2,500 underlying)
2,500
Stock Options (Right to Buy)
Exercise: $15.16From: 2012-02-24Exp: 2021-02-24→ Common Stock (6,500 underlying)
6,500
Performance Share Unit
Exercise: $0.00Exp: 2018-12-31→ Common Stock (3,200 underlying)
3,200
Restricted Share Unit
Exercise: $0.00From: 2019-02-17Exp: 2019-02-17→ Common Stock (1,300 underlying)
1,300
Restricted Share Unit
Exercise: $0.00From: 2015-02-23Exp: 2015-02-23→ Common Stock (2,300 underlying)
2,300
Stock Options (Right to Buy)
Exercise: $5.29From: 2014-02-21Exp: 2023-02-21→ Common Stock (5,300 underlying)
5,300

Footnotes (4)

[F1]Restricted share units convert into Common Stock on a one-to-one basis.
[F2]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
[F3]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
[F4]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

FERRO CORP

CIK 0000035214

→

Entity typeoperating

IncorporatedOH

Related Parties

filerCIK 0000035214

Filing Metadata

Form type: 4
Filed: Feb 21, 7:00 PM ET
Accepted: Feb 22, 4:41 PM ET
Size: 33.7 KB

View on SEC.gov