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Home/Filings/4/0001127602-17-008239
4//SEC Filing

FERRO CORP 4

Accession 0001127602-17-008239

CIK 0000035214operating
View on SEC.govCompany Profile

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:41 PM ET

Size

34.1 KB

Accession

0001127602-17-008239

Insider Transaction Report

Form 4
Period: 2017-02-23
FERRO CORPFOE
Bingle John
Treasurer
Transactions
  • Exercise/Conversion

    Restricted Share Unit

    2017-02-23−2,300→ 0 total
    Exercise: $0.00From: 2015-02-23Exp: 2015-02-23→ Common Stock (2,300 underlying)
  • Exercise/Conversion

    Common Stock

    2017-02-23+2,300→ 20,547 total
  • Tax Payment

    Common Stock

    2017-02-23$14.25/sh−656$9,348→ 19,891 total
Holdings

  • Performance Share Unit

    Exercise: $0.00Exp: 2016-12-31→ Common Stock (2,300 underlying)
    2,300

  • Performance Share Unit

    Exercise: $0.00Exp: 2017-12-31→ Common Stock (2,500 underlying)
    2,500

  • Performance Share Unit

    Exercise: $0.00Exp: 2018-12-31→ Common Stock (3,200 underlying)
    3,200

  • Phantom Shares

    → Common Stock (2,539.73 underlying)
    2,539.73

  • Restricted Share Unit

    Exercise: $0.00From: 2020-02-15Exp: 2020-02-15→ Common Stock (800 underlying)
    800

  • Restricted Share Unit

    Exercise: $0.00From: 2016-02-23Exp: 2016-02-23→ Common Stock (2,500 underlying)
    2,500

  • Restricted Share Unit

    Exercise: $0.00From: 2018-02-18Exp: 2018-02-18→ Common Stock (1,000 underlying)
    1,000

  • Stock Options (Right to Buy)

    Exercise: $17.26From: 2009-02-28Exp: 2018-02-28→ Common Stock (3,500 underlying)
    3,500

  • Stock Options (Right to Buy)

    Exercise: $1.37From: 2010-02-25Exp: 2019-02-25→ Common Stock (1,751 underlying)
    1,751

  • Stock Options (Right to Buy)

    Exercise: $15.16From: 2012-02-24Exp: 2021-02-24→ Common Stock (6,500 underlying)
    6,500

  • Stock Options (Right to Buy)

    Exercise: $6.84From: 2013-02-23Exp: 2022-02-23→ Common Stock (4,800 underlying)
    4,800

  • Stock Options (Right to Buy)

    Exercise: $13.09From: 2015-02-20Exp: 2024-02-20→ Common Stock (1,900 underlying)
    1,900

  • Stock Options (Right to Buy)

    Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (2,100 underlying)
    2,100

  • Stock Options (Right to Buy)

    Exercise: $14.27From: 2018-02-15Exp: 2027-02-15→ Common Stock (2,500 underlying)
    2,500

  • Common Stock

    (indirect: Investment Savings Plan)
    10.835

  • Performance Share Unit

    Exercise: $0.00Exp: 2019-12-31→ Common Stock (2,100 underlying)
    2,100

  • Restricted Share Unit

    Exercise: $0.00From: 2017-02-20Exp: 2017-02-20→ Common Stock (0 underlying)
    0

  • Restricted Share Unit

    Exercise: $0.00From: 2019-02-17Exp: 2019-02-17→ Common Stock (1,300 underlying)
    1,300

  • Stock Options (Right to Buy)

    Exercise: $8.25From: 2011-02-25Exp: 2020-02-25→ Common Stock (2,625 underlying)
    2,625

  • Stock Options (Right to Buy)

    Exercise: $5.29From: 2014-02-21Exp: 2023-02-21→ Common Stock (5,300 underlying)
    5,300

  • Stock Options (Right to Buy)

    Exercise: $9.60From: 2017-02-17Exp: 2026-02-17→ Common Stock (3,700 underlying)
    3,700
Footnotes (5)
  • [F1]Restricted share units convert into Common Stock on a one-to-one basis.
  • [F2]The date reflected in Table II as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, the Restricted Share Units are subject to an additional two-year holding period. The Transaction Date reported In Tables I and II is the date the holding period expired and the Restricted Share Units were settled and shares of Common Stock delivered.
  • [F3]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  • [F4]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
  • [F5]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.

Documents

1 file

Issuer

FERRO CORP

CIK 0000035214

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000035214

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:41 PM ET
Size
34.1 KB
View on SEC.gov