AES CORP 4
4 · AES CORP · Filed Feb 28, 2017
Insider Transaction Report
Form 4
AES CORPAES
HACKENSON ELIZABETH
Sr. VP and CIO
Transactions
- Award
Common Stock
2017-02-24+7,036→ 90,396 total - Tax Payment
Common Stock
2017-02-24$11.93/sh−2,329$27,785→ 88,067 total - Award
Common Stock
2017-02-24$11.93/sh+10,989$131,099→ 99,056 total
Holdings
- 9,961(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]This Performance Stock Unit ("PSU") was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.
- [F2]Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2014.
- [F3]This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 24, 2018, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
- [F4]Since the last Form 4 filing on February 23, 2017, the reporting person acquired no additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan.