4//SEC Filing
WELLS FARGO & COMPANY/MN 4
Accession 0001127602-17-009580
$WFCCIK 0000072971operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 3:12 PM ET
Size
7.9 KB
Accession
0001127602-17-009580
Insider Transaction Report
Form 4
CARROLL DAVID M
Senior Exec. Vice President
Transactions
- Award
2014 Performance Shares
2017-02-28+97,277.184→ 97,277.184 total→ Common Stock, $1 2/3 Par Value (97,277.184 underlying)
Holdings
- 428,590(indirect: By Trust)
Common Stock, $1 2/3 Par Value
- 3,173.742(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
Footnotes (3)
- [F1]Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2017, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F2]Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
- [F3]Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Documents
Issuer
WELLS FARGO & COMPANY/MN
CIK 0000072971
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000072971
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 3:12 PM ET
- Size
- 7.9 KB