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Home/Filings/4/0001127602-17-009811
4//SEC Filing

FERRO CORP 4

Accession 0001127602-17-009811

CIK 0000035214operating
View on SEC.govCompany Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:17 PM ET

Size

29.9 KB

Accession

0001127602-17-009811

Insider Transaction Report

Form 4
Period: 2017-02-28
FERRO CORPFOE
Bingle John
Treasurer
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-28+1,124→ 21,015 total
  • Exercise/Conversion

    Performance Share Unit

    2017-02-28−1,124→ 0 total
    Exercise: $0.00Exp: 2016-12-31→ Common Stock (1,124 underlying)
Holdings

  • Performance Share Unit

    Exercise: $0.00Exp: 2017-12-31→ Common Stock (2,500 underlying)
    2,500

  • Phantom Shares

    → Common Stock (2,539.73 underlying)
    2,539.73

  • Stock Options (Right to Buy)

    Exercise: $8.25From: 2011-02-25Exp: 2020-02-25→ Common Stock (2,625 underlying)
    2,625

  • Stock Options (Right to Buy)

    Exercise: $1.37From: 2010-02-25Exp: 2019-02-25→ Common Stock (1,751 underlying)
    1,751

  • Performance Share Unit

    Exercise: $0.00Exp: 2018-12-31→ Common Stock (3,200 underlying)
    3,200

  • Restricted Share Unit

    Exercise: $0.00From: 2019-02-17Exp: 2019-02-17→ Common Stock (1,300 underlying)
    1,300

  • Restricted Share Unit

    Exercise: $0.00From: 2020-02-15Exp: 2020-02-15→ Common Stock (800 underlying)
    800

  • Restricted Share Unit

    Exercise: $0.00From: 2016-02-23Exp: 2016-02-23→ Common Stock (2,500 underlying)
    2,500

  • Restricted Share Unit

    Exercise: $0.00From: 2018-02-18Exp: 2018-02-18→ Common Stock (1,000 underlying)
    1,000

  • Common Stock

    (indirect: Investment Savings Plan)
    10.835

  • Performance Share Unit

    Exercise: $0.00Exp: 2019-12-31→ Common Stock (2,100 underlying)
    2,100

  • Stock Options (Right to Buy)

    Exercise: $15.16From: 2012-02-24Exp: 2021-02-24→ Common Stock (6,500 underlying)
    6,500

  • Stock Options (Right to Buy)

    Exercise: $5.29From: 2014-02-21Exp: 2023-02-21→ Common Stock (5,300 underlying)
    5,300

  • Stock Options (Right to Buy)

    Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (2,100 underlying)
    2,100

  • Stock Options (Right to Buy)

    Exercise: $6.84From: 2013-02-23Exp: 2022-02-23→ Common Stock (4,800 underlying)
    4,800

  • Stock Options (Right to Buy)

    Exercise: $14.27From: 2018-02-15Exp: 2027-02-15→ Common Stock (2,500 underlying)
    2,500

  • Stock Options (Right to Buy)

    Exercise: $17.26From: 2009-02-28Exp: 2018-02-28→ Common Stock (3,500 underlying)
    3,500

  • Stock Options (Right to Buy)

    Exercise: $13.09From: 2015-02-20Exp: 2024-02-20→ Common Stock (1,900 underlying)
    1,900

  • Stock Options (Right to Buy)

    Exercise: $9.60From: 2017-02-17Exp: 2026-02-17→ Common Stock (3,700 underlying)
    3,700
Footnotes (4)
  • [F1]Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  • [F2]The remaining 1,176 Performance Share Units of the original grant were forfeited.
  • [F3]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
  • [F4]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.

Documents

1 file

Issuer

FERRO CORP

CIK 0000035214

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000035214

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:17 PM ET
Size
29.9 KB
View on SEC.gov